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ERP ATLASAPPNEURALOperationsP2Reference
Financial Services ERP
A financial advisory and service-administration business operating only within its actual permissions, delivering fee-based fact-finding, qualified advice, implementation follow-up and periodic reviews. Lending, investment execution, custody and payment services are separate conditional models.
Micro-ERP configurations5
Conditional common pool configurations25
LifecycleReference
ERP composition
Micro-ERPs in this ERP 30
Explore every Micro-ERP linked to Financial Services ERP. Open a record to see its applications and extensions.
Micro-ERP
Financial Advisory Management MicroERP
Reviewed advice and accountable client engagement/service record
Micro-ERPInvestment Operations MicroERP
Reconciled provider positions, instructions and reviewed portfolio obligations
Micro-ERPLending Operations MicroERP
Reviewed lending account with reconciled obligations and authorized closure
Micro-ERPPayment Service Administration MicroERP
Reconciled permitted payment instruction and exception/dispute outcome
Micro-ERPSettlement Reconciliation MicroERP
Explained and reconciled external settlement with unresolved exceptions
Micro-ERPAccounts Payable MicroERP
Validated supplier payable and accountable payment-run result
About this erp
Purpose and scope
A financial advisory and service-administration business operating only within its actual permissions, delivering fee-based fact-finding, qualified advice, implementation follow-up and periodic reviews. Lending, investment execution, custody and payment services are separate conditional models.
- Source
- reviewed-functional-microerps
- Source version
- reviewed-functional-microerps-2026-11-03
- Readiness
- Reviewed scope definition. Application implementation, migration and live availability are not verified by this catalogue import.
- Operating model
- A financial advisory and service-administration business operating only within its actual permissions, delivering fee-based fact-finding, qualified advice, implementation follow-up and periodic reviews. Lending, investment execution, custody and payment services are separate conditional models.
- Feature modules
- 48
- Primary workflow
- Compose canonical functional MicroERPs; preserve each module operating trigger.
- Dependencies
- Shared Platform and applicable functional MicroERPs
- Enablement
- Apply each source operating trigger and user permissions; list membership is not automatic enablement.
- Direct functional MicroERPs
- 5
- Conditional common-pool MicroERPs
- 25
- Source assignments
- [{"key": "financial-service-mandate", "owner": "financial-advisory", "assignmentId": "ERP-50-M001", "necessity": "Core", "appliesWhen": "For the stated reference operating model.", "functionalProduct": "financial-advisory-management"}, {"key": "financial-client-onboarding", "owner": "financial-advisory", "assignmentId": "ERP-50-M002", "necessity": "Core", "appliesWhen": "For the stated reference operating model.", "functionalProduct": "financial-advisory-management"}, {"key": "financial-identity-review", "owner": "financial-advisory", "assignmentId": "ERP-50-M003", "necessity": "Conditional", "appliesWhen": "When the firm's activities and jurisdiction require identity or financial due-diligence checks.", "functionalProduct": "financial-advisory-management"}, {"key": "financial-discovery", "owner": "financial-advisory", "assignmentId": "ERP-50-M004", "necessity": "Core", "appliesWhen": "For the stated reference operating model.", "functionalProduct": "financial-advisory-management"}, {"key": "financial-risk-profile", "owner": "financial-advisory", "assignmentId": "ERP-50-M005", "necessity": "Conditional", "appliesWhen": "When the firm provides advice or products requiring suitability assessment.", "functionalProduct": "financial-advisory-management"}, {"key": "financial-client-authorities", "owner": "financial-advisory", "assignmentId": "ERP-50-M006", "necessity": "Core", "appliesWhen": "For the stated reference operating model.", "functionalProduct": "financial-advisory-management"}, {"key": "financial-engagement-planning", "owner": "financial-advisory", "assignmentId": "ERP-50-M007", "necessity": "Core", "appliesWhen": "For the stated reference operating model.", "functionalProduct": "financial-advisory-management"}, {"key": "financial-scenario-planning", "owner": "financial-advisory", "assignmentId": "ERP-50-M008", "necessity": "Core", "appliesWhen": "For the stated reference operating model.", "functionalProduct": "financial-advisory-management"}, {"key": "financial-research-diligence", "owner": "financial-advisory", "assignmentId": "ERP-50-M009", "necessity": "Conditional", "appliesWhen": "When the firm recommends third-party financial products or providers.", "functionalProduct": "financial-advisory-management"}, {"key": "financial-advice-record", "owner": "financial-advisory", "assignmentId": "ERP-50-M010", "necessity": "Core", "appliesWhen": "For the stated reference operating model.", "functionalProduct": "financial-advisory-management"}, {"key": "financial-disclosure-acknowledgement", "owner": "financial-advisory", "assignmentId": "ERP-50-M011", "necessity": "Core", "appliesWhen": "For the stated reference operating model.", "functionalProduct": "financial-advisory-management"}, {"key": "financial-conflict-review", "owner": "financial-advisory", "assignmentId": "ERP-50-M012", "necessity": "Core", "appliesWhen": "For the stated reference operating model.", "functionalProduct": "financial-advisory-management"}, {"key": "financial-advice-implementation", "owner": "financial-advisory", "assignmentId": "ERP-50-M013", "necessity": "Core", "appliesWhen": "For the stated reference operating model.", "functionalProduct": "financial-advisory-management"}, {"key": "financial-client-review", "owner": "financial-advisory", "assignmentId": "ERP-50-M014", "necessity": "Core", "appliesWhen": "For the stated reference operating model.", "functionalProduct": "financial-advisory-management"}, {"key": "financial-meeting-actions", "owner": "financial-advisory", "assignmentId": "ERP-50-M015", "necessity": "Core", "appliesWhen": "For the stated reference operating model.", "functionalProduct": "financial-advisory-management"}, {"key": "financial-fee-agreements", "owner": "financial-advisory", "assignmentId": "ERP-50-M016", "necessity": "Core", "appliesWhen": "For the stated reference operating model.", "functionalProduct": "financial-advisory-management"}, {"key": "financial-referral-partners", "owner": "financial-advisory", "assignmentId": "ERP-50-M017", "necessity": "Conditional", "appliesWhen": "When services are referred to external authorized providers.", "functionalProduct": "financial-advisory-management"}, {"key": "financial-data-aggregation", "owner": "financial-advisory", "assignmentId": "ERP-50-M018", "necessity": "Conditional", "appliesWhen": "When external account or holdings data is imported with appropriate authority.", "functionalProduct": "financial-advisory-management"}, {"key": "financial-reporting-pack", "owner": "financial-advisory", "assignmentId": "ERP-50-M019", "necessity": "Core", "appliesWhen": "For the stated reference operating model.", "functionalProduct": "financial-advisory-management"}, {"key": "financial-service-complaints", "owner": "financial-advisory", "assignmentId": "ERP-50-M020", "necessity": "Core", "appliesWhen": "For the stated reference operating model.", "functionalProduct": "financial-advisory-management"}, {"key": "financial-instruction-exceptions", "owner": "financial-advisory", "assignmentId": "ERP-50-M021", "necessity": "Core", "appliesWhen": "For the stated reference operating model.", "functionalProduct": "financial-advisory-management"}, {"key": "financial-client-offboarding", "owner": "financial-advisory", "assignmentId": "ERP-50-M022", "necessity": "Core", "appliesWhen": "For the stated reference operating model.", "functionalProduct": "financial-advisory-management"}, {"key": "financial-adviser-capacity", "owner": "financial-advisory", "assignmentId": "ERP-50-M023", "necessity": "Core", "appliesWhen": "For the stated reference operating model.", "functionalProduct": "financial-advisory-management"}, {"key": "financial-quality-sampling", "owner": "financial-advisory", "assignmentId": "ERP-50-M024", "necessity": "Core", "appliesWhen": "For the stated reference operating model.", "functionalProduct": "financial-advisory-management"}, {"key": "financial-service-economics", "owner": "financial-advisory", "assignmentId": "ERP-50-M025", "necessity": "Core", "appliesWhen": "For the stated reference operating model.", "functionalProduct": "financial-advisory-management"}, {"key": "loan-application", "owner": "lending-operations", "assignmentId": "ERP-50-M026", "necessity": "Conditional", "appliesWhen": "When the business is an authorized lender or permitted lending intermediary.", "functionalProduct": "lending-operations"}, {"key": "loan-credit-assessment", "owner": "lending-operations", "assignmentId": "ERP-50-M027", "necessity": "Conditional", "appliesWhen": "Only when the business is authorized to make or administer credit decisions.", "functionalProduct": "lending-operations"}, {"key": "loan-collateral", "owner": "lending-operations", "assignmentId": "ERP-50-M028", "necessity": "Conditional", "appliesWhen": "When authorized lending products are secured by collateral.", "functionalProduct": "lending-operations"}, {"key": "loan-offer-conditions", "owner": "lending-operations", "assignmentId": "ERP-50-M029", "necessity": "Conditional", "appliesWhen": "When the business is authorized to originate or administer loans.", "functionalProduct": "lending-operations"}, {"key": "loan-disbursement", "owner": "lending-operations", "assignmentId": "ERP-50-M030", "necessity": "Conditional", "appliesWhen": "Only when the business is authorized to disburse loan funds.", "functionalProduct": "lending-operations"}, {"key": "loan-repayment-schedules", "owner": "lending-operations", "assignmentId": "ERP-50-M031", "necessity": "Conditional", "appliesWhen": "When the business is authorized to service a loan portfolio.", "functionalProduct": "lending-operations"}, {"key": "loan-payment-allocation", "owner": "lending-operations", "assignmentId": "ERP-50-M032", "necessity": "Conditional", "appliesWhen": "When the business is authorized to collect or service loan repayments.", "functionalProduct": "lending-operations"}, {"key": "loan-arrears", "owner": "lending-operations", "assignmentId": "ERP-50-M033", "necessity": "Conditional", "appliesWhen": "Only when authorized loan servicing or collection activities are performed.", "functionalProduct": "lending-operations"}, {"key": "loan-restructuring", "owner": "lending-operations", "assignmentId": "ERP-50-M034", "necessity": "Conditional", "appliesWhen": "When the authorized lending operation permits restructuring or settlement.", "functionalProduct": "lending-operations"}, {"key": "loan-closure", "owner": "lending-operations", "assignmentId": "ERP-50-M035", "necessity": "Conditional", "appliesWhen": "When the business is authorized to service or close loans.", "functionalProduct": "lending-operations"}, {"key": "investment-account-opening", "owner": "investment-operations", "assignmentId": "ERP-50-M036", "necessity": "Conditional", "appliesWhen": "When the business is permitted to arrange or manage investment accounts.", "functionalProduct": "investment-operations"}, {"key": "investment-mandates", "owner": "investment-operations", "assignmentId": "ERP-50-M037", "necessity": "Conditional", "appliesWhen": "Only when the firm is authorized to provide the relevant investment-management service.", "functionalProduct": "investment-operations"}, {"key": "investment-order-control", "owner": "investment-operations", "assignmentId": "ERP-50-M038", "necessity": "Conditional", "appliesWhen": "Only when the firm is authorized to transmit or execute the relevant investment orders.", "functionalProduct": "investment-operations"}, {"key": "investment-trade-reconciliation", "owner": "investment-operations", "assignmentId": "ERP-50-M039", "necessity": "Conditional", "appliesWhen": "When the permitted operating model includes investment transaction administration.", "functionalProduct": "investment-operations"}, {"key": "investment-holdings-valuation", "owner": "investment-operations", "assignmentId": "ERP-50-M040", "necessity": "Conditional", "appliesWhen": "When the firm reports on or administers client investment portfolios.", "functionalProduct": "investment-operations"}, {"key": "investment-corporate-actions", "owner": "investment-operations", "assignmentId": "ERP-50-M041", "necessity": "Conditional", "appliesWhen": "When the firm is authorized to administer portfolio corporate actions.", "functionalProduct": "investment-operations"}, {"key": "investment-performance-review", "owner": "investment-operations", "assignmentId": "ERP-50-M042", "necessity": "Conditional", "appliesWhen": "When investment performance reporting forms part of the permitted service.", "functionalProduct": "investment-operations"}, {"key": "investment-rebalancing", "owner": "investment-operations", "assignmentId": "ERP-50-M043", "necessity": "Advanced", "appliesWhen": "Only for authorized investment-management models with reliable position data.", "functionalProduct": "investment-operations"}, {"key": "client-money-reconciliation", "owner": "finance-and-expenses", "assignmentId": "ERP-50-M044", "necessity": "Conditional", "appliesWhen": "Only when the business is legally permitted to hold or administer client money.", "functionalProduct": "settlement-reconciliation"}, {"key": "payment-service-operations", "owner": "financial-advisory", "assignmentId": "ERP-50-M045", "necessity": "Conditional", "appliesWhen": "Only when the business is authorized to provide or intermediate the relevant payment service.", "functionalProduct": "payment-service-administration"}, {"key": "financial-case-surveillance", "owner": "financial-advisory", "assignmentId": "ERP-50-M046", "necessity": "Conditional", "appliesWhen": "When applicable obligations or the firm's risk model require transaction or activity monitoring.", "functionalProduct": "financial-advisory-management"}, {"key": "financial-supervisory-reporting", "owner": "financial-advisory", "assignmentId": "ERP-50-M047", "necessity": "Conditional", "appliesWhen": "Only when identified reporting obligations apply to the authorized activity and jurisdiction.", "functionalProduct": "financial-advisory-management"}, {"key": "financial-client-analytics", "owner": "financial-advisory", "assignmentId": "ERP-50-M048", "necessity": "Advanced", "appliesWhen": "When the firm has sufficient service history and governance for analytical planning.", "functionalProduct": "financial-advisory-management"}]
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